BUDDHISM: Big Raft and Little

Reference: Buddhism
Reference: The World’s Religions by Huston Smith

[NOTE: In color are Vinaire’s comments.]

In Theravada Buddhism the prime attribute of enlightenment is wisdom (bodhi), from which flow automatically the compassion for others. From the Mahayana perspective compassion must be given priority over wisdom from the beginning.

Thus far we have been looking at Buddhism as it appears from its earliest records. We turn now to Buddhist history and the record it provides of the variations that can enter a tradition as it seeks to minister to the needs of masses of people and multiple personality types. 

When we approach Buddhist history with this interest, what strikes us immediately is that it splits. Religions invariably split. In the West the twelve Hebrew tribes split into Israel and Judah. Christendom split into the Eastern and Western churches, the Western church split into Roman Catholicism and Protestantism, and Protestantism splinters. The same happens in Buddhism. The Buddha dies, and before the century is out the seeds of schism have been sown. One approach to the question of why Buddhism split would be through analyzing the events, personalities, and environments the religion became implicated with in its early centuries. We can cut through all that, however, by saying, simply, that Buddhism divided over the questions that have always divided people. 

Buddhism split just like most religions have split as they seeks to minister to the needs of masses of people and multiple personality types. 

How many such questions are there? How many questions will divide almost every assemblage of people whether in India, New York, or Madrid? Three come to mind. 

First, there is the question of whether people are independent or interdependent. Some people are most aware of their individuality; for them, their freedom and initiative is more important than their bondings. The obvious corollary is that they see people as making their own ways through life; what each achieves will be largely of his or her own doing. “I was born in the slums, my father was an alcoholic, all of my siblings went to the dogs—don’t talk to me about heredity or environment. I got to where I am by myself!” This is one attitude. On the other side of the fence are those for whom life’s inter-connectedness prevails. To them the separateness of people seems tenuous; they see themselves as supported and vectored by social fields that are as strong as those of physics. Human bodies are of course separate, but on a deeper level we are joined like icebergs in a common floe. “Send not to ask for whom the bell tolls, it tolls for thee.” 

There is the question of whether people are independent or interdependent, which will divide almost every assemblage of people. There is that strong feeling of individuality that contributes to it.

A second question concerns the relation in which human beings stand, not this time to their fellows, but to the universe. Is the universe friendly—helpful on the whole toward creatures? Or is it indifferent, if not hostile? Opinions differ. On bookstore shelves we find volumes with titles like Man Stands Alone, and next to them Man Does not Stand Alone and Man Is Not Alone. Some people see history as a thoroughly human project in which humanity raises itself by its own bootstraps or progress doesn’t happen. For others it is powered by “a higher power that makes for good.” 

A second question concerns the relation in which human beings stand, not this time to their fellows, but to the universe.

A third dividing question is: What is the best part of the human self, its head or its heart? A popular parlor game used to revolve around the question, “If you had to choose, would you rather be loved or respected?” It is the same point with a different twist. Classicists rank thoughts above feelings; romantics do the opposite. The first seek wisdom; the second, if they had to choose, prefer compassion. The distinction probably also relates to William James’s contrast between the tough-minded and the tender-minded. 

A third dividing question is: What is the best part of the human self, its head or its heart?

Here are three questions that have probably divided people as long as they have been human and continue to divide them today. They divided the early Buddhists. One group took as its motto the Buddha’s valedictory, “Be lamps unto yourselves; work out your salvation with diligence.” Whatever progress those in this group make will be the fruit of wisdom—insight into the cause of suffering as gained through meditation. The other group held that compassion is the more important feature of enlightenment, arguing that to seek enlightenment by oneself and for oneself is a contradiction in terms. For them, human beings are more social than individual, and love is the greatest thing in the world. 

One Buddhist group focused on the insight into the cause of suffering as gained through meditation. The other group held that compassion is the more important feature of enlightenment.

Other differences gathered around these fundamental ones. The first group insisted that Buddhism was a full-time job; those who made nirvana their central object would have to give up the world and become monks. The second group, perhaps because it did not rest all its hopes on self-effort, was less demanding. It held that its outlook was as relevant for the layperson as for the professional; that in its own way it was as applicable in the world as in the monastery. This difference left its imprint on the names of the two outlooks. Both called themselves yanas, rafts or ferries, for both claimed to carry people across life’s sea to the shores of enlightenment. The second group, however, pointing to its doctrine of cosmic help (grace) and its ampler regard for laypeople, claimed to be “Buddhism for the people” and thereby the larger of the two vehicles. Accordingly it preempted the name Mahayana, the Big Raft, maha meaning “great,” as in Mahatma (the Great Souled) Gandhi. As this name caught on, the other group came to be known, by default, as Hinayana, or the Little Raft. 

The second group, pointing to its doctrine of cosmic help (grace) and its ampler regard for laypeople, claimed to be Mahayana (Big Raft). As this name caught on, the other group came to be known, by default, as Hinayana, or the Little Raft.

Not exactly pleased with this invidious designation, the Hinayanists have preferred to call their Buddhism Theravada, the Way ofthe Elders. In doing so they regained the initiative by claiming to represent original Buddhism, the Buddhism taught by Gautama himself. The claim is justified if we confine ourselves to the explicit teachings of the Buddha as they are recorded in the earliest texts, the Pali Canon, for on the whole those texts do support the Theravada position. But this fact has not discouraged the Mahayanists from their counterclaim that it is they who represent the true line of succession. For, they argue, the Buddha taught more eloquently and profoundly by his life and example than by the words the Pali Canon records. The decisive fact about his life is that he did not remain in nirvana after his enlightenment but returned to devote his life to others. Because he did not belabor this fact, Theravadins (attending too narrowly to his initial spoken words, the Mahayanists contend) overlook the importance of his “great renunciation,” and this causes them to read his mission too narrowly.

Not exactly pleased with this invidious designation, the Hinayanists have preferred to call their Buddhism Theravada, the Way of the Elders. In doing so they regained the initiative by claiming to represent original Buddhism, the Buddhism taught by Gautama himself.

We can leave to the two schools their dispute over apostolic succession; our concern is not to judge but to understand the positions they embody. The differences that have come out thus far may be summarized by the following pairs of contrasts, if we keep in mind that they are not absolute but denote differences in emphasis. 

Our concern is not to judge but to understand the positions they embody. 

1. For Theravada Buddhism progress is up to the individual; it depends on his or her understanding and resolute application of the will. For Mahayanists the fate of the individual is linked to that of all life, and they are ultimately undivided. Two lines from John Whittier’s “The Meeting” summarize the latter outlook:

He findeth not who seeks his own
The soul is lost that’s saved alone.

Theravada Buddhism focuses on individual effort; whereas, for Mahayana Buddhism the fate of the individual is linked to that of all life.

2. Theravada holds that humanity is on its own in the universe. No gods exist to help us over the humps, so self-reliance is our only recourse.

By ourselves is evil done,
By ourselves we pain endure,
By ourselves we cease from wrong,
By ourselves become we pure.
No one saves us but ourselves,
No one can and no one may;
We ourselves must tread the Path:
Buddhas only show the way.

For Mahayana, in contrast, grace is a fact. We can be at peace because a boundless power draws—or if you prefer, propels—everything to its appointed goal. In the words of a famous Mahayana text, “There is a Buddha in every grain of sand.”

Theravada holds that humanity is on its own in the universe. For Mahayana, in contrast, grace is a fact.

3. In Theravada Buddhism the prime attribute of enlightenment is wisdom (bodhi), meaning profound insight into the nature of reality, the causes of anxiety and suffering, and the absence of a separate core of selfhood. From these realizations flow automatically the Four Noble Virtues: loving-kindness, compassion, equanimity, and joy in the happiness and wellbeing of others. From the Mahayana perspective karuna (compassion) cannot be counted on to be an automatic fruit. From the beginning compassion must be given priority over wisdom. Meditation yields a personal power that can be destructive if a person has not deliberately cultivated compassionate concern for others as the motive for arduous discipline. “A guard I would be to them who have no protection,” runs a typical Mahayana invocation; “a guide to the voyager, a ship, a well, a spring, a bridge for the seeker of the other shore.” The theme has been beautifully elaborated by Shantideva, a poet-saint who has been called the Thomas à Kempis of Buddhism:

May I be a balm to the sick, their healer and servitor until sickness come never again;
May I quench with rains of food and drink the anguish of hunger and thirst;
May I be in the famine of the age’s end their drink and meat;
May I become an unfailing store for the poor, and serve them with manifold things for their need.
My own being and my pleasures, all my righteousness in the past, present and future, I surrender indifferently,
That all creatures may win through to their end.

In Theravada Buddhism the prime attribute of enlightenment is wisdom (bodhi), from which flow automatically the compassion for others. From the Mahayana perspective compassion must be given priority over wisdom from the beginning.

4. The sangha (Buddhist monastic order) is at the heart of Theravada Buddhism. Monasteries (and to a lesser extent nunneries) are the spiritual dynamos in lands where it predominates, reminding everyone of a higher truth behind visible reality. Monks and nuns—only partially isolated from society because they are dependent on local people to put into their begging bowls their one daily meal—are accorded great respect. This veneration is extended to people who assume monastic vows for limited periods (a not uncommon practice) in order to practice mindfulness meditation intensively. In Burma “taking the robe” for a three-month monastic retreat has virtually marked the passage into male adulthood. Mahayana Buddhism, on the contrary, is primarily a religion for laypeople. Even its priests usually marry, and they are expected to make service to the laity their primary concern. 

The sangha (Buddhist monastic order) is at the heart of Theravada Buddhism. Mahayana Buddhism, on the contrary, is primarily a religion for laypeople.

5. It follows from these differences that the ideal type as projected by the two schools will differ appreciably. For the Theravadins the ideal was the Arhat, the perfected disciple who, wandering like the lone rhinoceros, strikes out alone for nirvana and, with prodigious concentration, proceeds unswervingly toward that goal. The Mahayana ideal, on the contrary, was the boddhisattva, “one whose essence (sattva) is perfected wisdom (bodhi)”—a being who, having reached the brink of nirvana, voluntarily renounces that prize and returns to the world to make nirvana available to others. The boddhisattva deliberately sentences himself—or herself: the best loved of all boddhisattvas is the Goddess of Mercy, Kwan Yin, in China—to agelong servitude in order that others, drawing vicariously on the merit thus accumulated, may enter nirvana first. 

The difference between the two types is illustrated in the story of four men who, journeying across an immense desert, come upon a compound surrounded with high walls. One of the four determines to find out what is inside. He scales the wall, and on reaching the top gives a whoop of delight and jumps over. The second and third do likewise. When the fourth man gets to the top of the wall, he sees below him an enchanted garden with sparkling streams, pleasant groves, and luscious fruit. Though longing to jump over, he resists the temptation. Remembering other wayfarers who are trudging the burning deserts, he climbs back down and devotes himself to directing them to the oasis. The first three men were Arhats; the last was a boddhisattva, one who vows not to desert this world “until the grass itself be enlightened”. 

For the Theravadins the ideal is the Arhat, the perfected disciple. The Mahayana ideal, on the contrary, is the boddhisattva, who, having reached the brink of nirvana, voluntarily renounces that prize and returns to the world to make nirvana available to others. 

6. This difference in ideal naturally floods back to color the two schools’ estimates of the Buddha himself. For one he was essentially a saint, for the other a savior. Theravadins revere him as a supreme sage, who through his own efforts awakened to the truth and became an incomparable teacher who laid out a path for them to follow. A man among men, his very humanness is the basis for the Theravadins’ faith that they, too, have the potential for enlightenment. But the Buddha’s direct personal influence ceased with his paranirvana (entrance into nirvana at death). He knows nothing more of this world of becoming and is at perfect peace. The reverence felt by the Mahayanists could not be satisfied with this humanness—extraordinary, to be sure, but human nonetheless. For them the Buddha was a world savior who continues to draw all creatures toward him “by the rays of his jewel hands.” The bound, the shackled, the suffering on every plane of existence, galaxy beyond galaxy, worlds beyond worlds, all are drawn toward liberation by the glorious “gift rays” of the Lord.

Theravadins revere Buddha as a supreme sage, who through his own efforts awakened to the truth and became an incomparable teacher. For Mahayanists the Buddha was a world savior who continues to draw all creatures toward him “by the rays of his jewel hands.”

These differences are the central ones, but several others may be mentioned to piece out the picture. Whereas the Theravadins followed their founder in considering speculation a useless diversion, Mahayana spawned elaborate cosmologies replete with many-leveled heavens and hells. The only kind of prayer the Theravadins countenanced was meditation and invocations to deepen faith and loving-kindness, whereas the Mahayanists added supplication, petition, and calling on the name of the Buddha for spiritual strength. Finally, whereas Theravada remained conservative to the point of an almost fundamentalistic adherence to the early Pali texts, Mahayana was liberal in almost every respect. It accepted later texts as equally authoritative, was less strict in interpreting disciplinary rules, and had a higher opinion of the spiritual possibilities of women and the laity in general. 

Whereas the Theravadins followed their founder in considering speculation a useless diversion, Mahayana spawned elaborate cosmologies replete with many-leveled heavens and hells. 

Thus, in the end, the wheel comes full circle. The religion that began as a revolt against rites, speculation, grace, and the supernatural, ends with all of them back in full force and its founder (who was an atheist as far as a personal God was concerned) transformed into such a God himself. We can schematize the differences that divide the two great branches of Buddhism as follows, if we bear in mind that the differences are not absolute:

Which one wins? Inwardly, there is no measure (or better, no such thing as winning); but outwardly (in terms of numbers), the answer is Mahayana. Part of the reason may lie in the fact that it converted one of the greatest kings the world has known. In the history of ancient royalty the figure of Asoka (c. 272–232 B.C.) stands out like a Himalayan peak, clear and resplendent against a sunlit sky. If we are not all Buddhists—Mahayana Buddhists—today it was not Asoka’s fault. Not content to board the Big Raft himself and commend it to his subjects—his Buddhist wheel of the law waves on India’s flag today—he strove to extend it over three continents. Finding Buddhism an Indian sect, he left it a world religion. 

In my opinion, one should become an Arhat and then take on the mantle of Bodhisattva. Buddha was both. 

It would be going too far, however, to suppose that a single historical personage made Buddhism cosmopolitan, and the different ways Asia heard the Buddha’s message and took it to heart provides a final touchstone for distinguishing Theravada from Mahayana. The differences that have occupied us thus far have been doctrinal, but there is an important socio-political difference between them as well.

There is a socio-political difference beyond the doctrinal difference.

Theravada sought to incarnate a feature of the Buddha’s teachings that has not thus far been mentioned: his vision of an entiresociety—a civilization if you will—that was founded like a tripod on monarchy, the monastic community (sangha), and the laity, each with responsibilities to the other two and meriting services from them in return. South Asian countries that remain to this day Theravadin—Sri Lanka, Burma, Thailand, and Cambodia—took this political side of the Buddha’s message seriously, and remnants of his model are discernible in those lands right down to today. China’s interest in Buddhism (which she transmitted to the other lands that were to become Mahayanist: Korea, Japan, and Tibet) bypassed its social dimensions, which included education as well as politics. In East Asian lands Buddhism appears as something of a graft. Buddhist missionaries persuaded the Chinese that they possessed psychological and metaphysical profundities the Chinese sages had not sounded, but Confucius had thought a lot about the social order, and the Chinese were not about to be lectured to on that subject by aliens. So China discounted the political proposals of the Buddha and took from his corpus its psycho-spiritual components with their cosmic overtones. The world still awaits a history of Buddhism that tells the story of the Theravada/Mahayana divide in terms of the way in which (for geographical and historical reasons) Theravada remained faithful to its founder’s vision of a Buddhist civilization, whereas Mahayana becomes Buddhism trimmed to its religious core: a module that could be grafted onto civilizations whose social foundations were securely in place. 

Theravada remained faithful to its founder’s vision of a Buddhist civilization, whereas Mahayana becomes Buddhism trimmed to its religious core: a module that could be grafted onto civilizations whose social foundations were securely in place. 

The doctrinal differences between Theravada and Mahayana appear to have softened as the centuries have gone by. Following World War II two young Germans who were disillusioned with Europe went to Sri Lanka to dedicate their lives to the Buddha’s peaceable way. Both became Theravada monks. One, his name changed to Nyanaponika Thera, continued on that path; but the other, while on a sightseeing trip to north India, met some Tibetans and switched to their tradition, becoming known in the West as Lama Govinda. Toward the close of Nyanaponika’s life a visitor asked him about the different Buddhisms the two friends had espoused. With great serenity and sweetness the aging Theravadin replied: “My friend cited the Bodhisattva Vow as the reason for his switch to Mahayana, but I could not see the force of his argument. For if one were to transcend self-centeredness completely, as the Arhat seeks to do, what would be left but compassion?”

Being an Arhat is the foundation of Bodhisattva.

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