Category Archives: Philosophy

SPINOZA: The Political Treatise

Reference: The Story of Philosophy

This paper presents Chapter IV Section 5 from the book THE STORY OF PHILOSOPHY by WILL DURANT. The contents are from the 1933 reprint of this book by TIME INCORPORATED by arrangement with Simon and Schuster, Inc.

The paragraphs of the original material (in black) are accompanied by brief comments (in color) based on the present understanding.  Feedback on these comments is appreciated.

The heading below is linked to the original materials.

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V. The Political Treatise

There remains for our analysis that tragic torso, the Tractatus Politicus, the work of Spinoza’s maturest years, stopped suddenly short by his early death. It is a brief thing, and yet full of thought; so that one feels again how much was lost when this gentle life was closed at the very moment that it was ripening to its fullest powers. In the same generation which saw Hobbes exalting absolute monarchy and denouncing the uprising of the English people against their king almost as vigorously as Milton was defending it, Spinoza, friend of the republican De Witts, formulated a political philosophy which expressed the liberal and democratic hopes of his day in Holland, and became one of the main sources of that stream of thought which culminated in Rousseau and the Revolution. 

Spinoza formulated a political philosophy which expressed the liberal and democratic hopes of his day in Holland, and became one of the main sources of that stream of thought which culminated in Rousseau and the Revolution. 

All political philosophy, Spinoza thinks, must grow out of a distinction between the natural and the moral order—that is, between existence before, and existence after, the formation of organized societies. Spinoza supposes that men once lived in comparative isolation, without law or social organization; there were then, he says, no conceptions of right and wrong, justice or injustice; might and right were one. 

Nothing can exist in a natural state which can be called good or bad by common assent, since every man who is in a natural state consults only his own advantage, and determines what is good or bad according to his own fancy and in so far as he has regard for his own advantage alone, and holds himself responsible to no one save himself by any law; and therefore sin cannot be conceived in a natural state, but only in a civil state, where it is decreed by common consent what is good or bad, and each one holds himself responsible to the state. … The law and ordinance of nature under which all men are born, and for the most part live, forbids nothing but what no one wishes or is able to do, and is not opposed to strife, hatred, anger, treachery, or, in general, anything that appetite suggests.

Sin cannot be conceived in a natural state, but only in a civil state, where it is decreed by common consent what is good or bad, and each one holds himself responsible to the state.

We get an inkling of this law of nature, or this lawlessness of nature, by observing the behavior of states; “there is no altruism among nations,” for there can be law and morality only where there is an accepted organization, a common and recognized authority. The “rights” of states are now what the “rights” of individuals used to be (and still often are), that is, they are mights, and the leading states, by some forgetful honesty of diplomats, are very properly called the “Great Powers.” So it is too among species: there being no common organization, there is not among them any morality or law; each species does to the other what it wishes and can. 

“There is no altruism among nations,” for there can be law and morality only where there is an accepted organization, a common and recognized authority. 

But among men, as mutual needs begets mutual aid, this natural order of powers passes into a moral order of rights. “Since fear of solitude exists in all men, because no one in solitude is strong enough to defend himself and procure the necessaries of life, it follows that men by nature tend towards social organization.” To guard against danger “the force or strength of one man would hardly suffice if men did not arrange mutual aid and exchange.” Men are not by nature, however, equipped for the mutual forbearance of social order; but danger begets association, which gradually nourishes and strengthens the social instincts: “men are not born for citizenship, but must be made fit for it.”

Men are not by nature equipped for the mutual forbearance of social order; but danger begets association, which gradually nourishes and strengthens the social instincts.

Most men are at heart individualistic rebels against law or custom: the social instincts are later and weaker than the individualistic, and need reinforcement; man is not “good by nature,” as Rousseau was so disastrously to suppose. But through association, if even merely in the family, sympathy comes, a feeling of kind, and at last of kindness. We like what is like us; “we pity not only a thing we have loved, but also one which we judge similar to ourselves”; out of this comes an “imitation of emotions,” and finally some degree of conscience. Conscience, however, is not innate, but acquired; and varies with geography. It is the deposit, in the mind of the growing individual, of the moral traditions of the group; through it society creates for itself an ally in the heart of its enemy—the naturally individualistic soul. 

Most men are at heart individualistic rebels against law or custom: the social instincts are later and weaker than the individualistic, and need reinforcement; man is not “good by nature.”

Gradually, in this development, it comes about that the law of individual power which obtains in a state of nature, yields in organized society to the legal and moral power of the whole. Might still remains right; but the might of the whole limits the might of the individual—limits it theoretically to his rights, to such exercise of his powers as agrees with the equal freedom of others. Part of the individual’s natural might, or sovereignty, is handed over to the organized community, in return for the enlargement of the sphere of his remaining powers. We abandon, for example, the right to fly from anger to violence, and are freed from the danger of such violence from others. Law is necessary because men are subject to passions; if all men were reasonable, law would be superfluous. The perfect law would bear to individuals the same relation which perfect reason bears to passions: it would be the coordination of conflicting forces to avoid the ruin and increase the power of the whole. Just as, in metaphysics, reason is the perception of order in things, and in ethics the establishment of order among desires, so in politics it is the establishment of order among men. The perfect state would limit the powers of its citizens only as far as these powers were mutually destructive; it would withdraw no liberty except to add a greater one. 

The last end of the state is not to dominate men, nor to restrain them by fear; rather it is so to free each man from fear that he may live and act with full security and without injury to himself or his neighbor. The end of the state, I repeat, is not to make rational beings into brute beasts and machines. It is to enable their bodies and their minds to function safely. It is to lead men to live by, and to exercise, a free reason; that they may not waste their strength in hatred, anger and guile, nor act unfairly toward one another. Thus the end of the state is really liberty.

The perfect state would limit the powers of its citizens only as far as these powers were mutually destructive; it would withdraw no liberty except to add a greater one. 

Freedom is the goal of the state because the function of the state is to promote growth, and growth depends on capacity finding freedom. But what if laws stifle growth and freedom? What shall a man do if the state, seeking, like every organism or organization, to preserve its own existence (which ordinarily means that office-holders seek to keep themselves in office), becomes a mechanism of domineering and exploitation? Obey even the unjust law, answers Spinoza, if reasonable protest and discussion are allowed and speech is left free to secure a peaceful change. “I confess that from such freedom inconveniences may sometimes arise; but what question was ever settled so wisely that no abuses could spring therefrom?” Laws against free speech are subversive of all law; for men will not long respect laws which they may not criticize. 

The more a government strives to curtail freedom of speech, the more obstinately is it resisted; not indeed by the avaricious, … but by those whom good education, sound morality, and virtue have rendered more free. Men in genera! are so constituted that there is nothing they will endure with so little patience as that views which they believe to be true should be counted crimes against the laws, … Under such circumstances they do not think it disgraceful, but most honorable, to hold the laws in abhorrence, and to refrain from no action against the government. … Laws which can be broken without any wrong to one’s neighbor are counted but a laughing-stock; and so far from such laws restraining the appetites and lusts of mankind, they rather heighten them. Nitimur in vetitum semper, cupimusque negata.*

*(“We always resist prohibitions, and yearn for what is denied us.”) 

Laws against free speech are subversive of all law; for men will not long respect laws which they may not criticize. 

And Spinoza concludes like a good American constitutionalist: “If actions only could be made the ground of criminal prosecutions, and words were always allowed to pass free, sedition would be divested of every semblance of justification!”

“If actions only could be made the ground of criminal prosecutions, and words were always allowed to pass free, sedition would be divested of every semblance of justification!”

The less control the state has over the mind, the better: for both the citizen and the state. Spinoza, while recognizing the necessity of the state, distrusts it, knowing that power corrupts even the incorruptible (was this not the name of Robespierre?); and he does not look with equanimity upon the extension of its authority from the bodies and actions to the souls and thoughts of men; that would be the end of growth and the death of the group. So he disapproves of state control of education, especially in the universities: “Academies that are founded at the public expense are instituted not so much to cultivate men’s natural abilities as; to restrain them. But in a free commonwealth arts and sciences will be better cultivated to the full if everyone that asks leave is allowed to teach publicly, at his own cost and risk.” How to find a middle way between universities controlled by the state and universities controlled by private wealth, is a problem which Spinoza does not solve; private wealth had not in his day grown to such proportions as to suggest the difficulty. His ideal, apparently, was higher education such as once flourished in Greece, coming not from Institutions but from free individuals—“Sophists”—who traveled from city to city and taught independently of either public or private control. 

The less control the state has over the mind, the better: for both the citizen and the state. Spinoza’s ideal was higher education coming not from Institutions but from free individuals and taught independently of either public or private control. 

These things premised, it makes no great difference what is the form of government; and Spinoza expresses only a mild preference for democracy. Any of the traditional political forms can be framed “so that every man … may prefer public right to private advantage; this is the task” of the law-giver. Monarchy is efficient, but oppressive and militaristic. 

Experience is thought to teach that it makes for peace and concord to confer the whole authority on one man. For no dominion has stood so long without any notable change as that of the Turks; and on the other hand there were none so little lasting as those which were popular or democratic, nor any in which so many seditions arose. Yet if slavery, barbarism and desolation are to be called peace, men can have no worse misfortune. No doubt there are usually more and sharper quarrels between parents and children, than between masters and slaves; yet it advances not the art of household management to change a father’s right into a right of property, and count children but as slaves. Slavery, then, and not peace, is furthered by handing over the whole authority to one man.

Any of the traditional political forms can be framed “so that every man … may prefer public right to private advantage; this is the task” of the law-giver.

To which he adds a word on secret diplomacy: 

It has been the one song of those who thirst after absolute power that the interest of the state requires that its affairs should be conducted in secret. … But the more such arguments disguise themselves under the mask of public welfare, the more oppressive is the slavery to which they will lead. … Better that right counsels be known to enemies than that the evil secrets of tyrants should be concealed from the citizens. They who can treat secretly of the affairs of a nation have it absolutely under their authority; and as they plot against the enemy in time of war, so do they against the citizens in time of peace.

Better that right counsels be known to enemies than that the evil secrets of tyrants should be concealed from the citizens.

Democracy is the most reasonable form of government; for in it “every one submits to the control of authority over his actions, but not over his judgment and reason; i. e., seeing that all cannot think alike, the voice of the majority has the force of law.” The military basis of this democracy should be universal military service, the citizens retaining their arms during peace; its fiscal basis should be the single tax.* The defect of democracy is its tendency to put mediocrity into power; and there is no way of avoiding this except by limiting office to men of “trained skill.” Numbers by themselves cannot produce wisdom, and may give the best favors of office to the grossest flatterers. “The fickle disposition of the multitude almost reduces those who have experience of it to despair; for it is governed solely by emotions, and not by reason.” Thus democratic government becomes a procession of brief-lived demagogues, and men of worth are loath to enter lists where they must be judged and rated by their inferiors. Sooner or later the more capable men rebel against such a system, though they be in a minority. “Hence I think it is that democracies change into aristocracies, and these at length into monarchies”; people at last prefer tyranny to chaos. Equality of power is an unstable condition; men are by nature unequal; and “he who seeks equality between unequals seeks an absurdity.” Democracy has still to solve the problem of enlisting the best energies of men while giving to all alike the choice of those, among the trained and fit, by whom they wish to be ruled. 

*”The fields and the whole soil, and (if it can be managed) the houses, should be public property, … let at a yearly rental to the citizen; … and with this exception let them all be free from every kind of taxation in time of peace.”

Democracy is the most reasonable form of government; for in it “every one submits to the control of authority over his actions, but not over his judgment and reason. The defect of democracy is its tendency to put mediocrity into power.

Who knows what light the genius of Spinoza might have cast upon this pivotal problem of modern politics had he been spared to complete his work? But even that which we have of this treatise was but the first and imperfect draft of his thought. While writing the chapter on democracy he died. 

Spinoza could not complete his treatise on Politics because of his death.

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SPINOZA: Religion and Immortality

Reference: The Story of Philosophy

This paper presents Chapter IV Section 4.4 from the book THE STORY OF PHILOSOPHY by WILL DURANT. The contents are from the 1933 reprint of this book by TIME INCORPORATED by arrangement with Simon and Schuster, Inc.

The paragraphs of the original material (in black) are accompanied by brief comments (in color) based on the present understanding.  Feedback on these comments is appreciated.

The heading below is linked to the original materials.

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IV.4 Religion and Immortality

After all, as we perceive, Spinoza’s philosophy was an attempt to love even a world in which he was outcast and alone, again like Job, he typified his people, and asked how it could be that even the just man, like the chosen people, should suffer persecution and exile and every desolation. For a time the conception of the world as a process of impersonal and invariable law soothed and sufficed him; but in the end his essentially religious spirit turned this mute process into something almost lovable. He tried to merge his own desires with the universal order of things, to become an almost indistinguishable part of nature. “The greatest good is the knowledge of the union which the mind has with the whole nature.” Indeed, our individual separateness is in a sense illusory; we are parts of the great stream of law and cause, parts of God; we are the flitting forms of a being greater than ourselves, and endless while we die. Our bodies are cells in the body of the race, our race is an incident in the drama of life; our minds are the fitful flashes of an eternal light. “Our mind, in so far as it understands, is an eternal mode of thinking, which is determined by another mode of thinking, and this one again by another, and so on to infinity; so that they all constitute at the same time the eternal and infinite intellect of God.” In this pantheistic merging of the individual with the All, the Orient speaks again: we hear the echo of Omar, who “never called the One two,” and of the old Hindu poem: “Know in thyself and All one self-same soul; banish the dream that sunders part from whole.” “Sometimes,” said Thoreau, “as I drift idly on Walden Pond, I cease to live and begin to be.” 

Spinoza tried to merge his own desires with the universal order of things, to become an almost indistinguishable part of nature.

As such parts of such a whole we are immortal. “The human mind cannot be absolutely destroyed with the human body, but there is some part of it which remains eternal.” This is the part that conceives things sub specie eternitatis; the more we so conceive things, the more eternal our thought is. Spinoza is even more than usually obscure here; and after endless controversy among interpreters his language yet speaks differently to different minds. Sometimes one imagines him to mean George Eliot’s immortality by repute, whereby that which is most rational and beautiful in our thought and our lives survives us to have an almost timeless efficacy down the years. Sometimes again Spinoza seems to have in mind a personal and individual immortality; and it may be that as death loomed up so prematurely in his path he yearned to console himself with this hope that springs eternally in the human breast. Yet he insistently differentiates eternity from everlastingness: “If we pay attention to the common opinion of men, we shall see that they are conscious of the eternity of their minds; but they confuse eternity with duration, and attribute it to imagination or memory, which they believe will remain after death.” But like Aristotle, Spinoza, though talking of immortality, denies the survival of personal memory. “The mind can neither imagine nor recollect anything save while in the body.” Nor does he believe in heavenly rewards: “Those are far astray from a true estimate of virtue who expect for their virtue, as if it were the greatest slavery, that God will adorn them with the greatest rewards; as if virtue and the serving of God were not happiness itself and the greatest liberty.” “Blessedness,” reads the last proposition of Spinoza’s book, “is not the reward of virtue, but virtue itself.” And perhaps in the like manner, immortality is not the reward of clear thinking, it is clear thought itself, as it carries up the past into the present and reaches out into the future, so overcoming the limits and narrowness of time, and catching the perspective that remains eternally behind the kaleidoscope of change; such thought is immortal because every truth is a permanent creation, part of the eternal acquisition of man, influencing him endlessly. 

Clear thought is immortal because every truth is a permanent creation, part of the eternal acquisition of man, influencing him endlessly. 

With this solemn and hopeful note the Ethics ends. Seldom has one book enclosed so much thought, and fathered so much commentary, while yet remaining so bloody a battleground for hostile interpretations. Its metaphysic may be faulty, its psychology imperfect, its theology unsatisfactory and obscure; but of the soul of the book, its spirit and essence, no man who has read it will speak otherwise than reverently. In the concluding paragraph that essential spirit shines forth in simple eloquence: 

Thus I have completed all I wished to show concerning the power of the mind over emotions, or the freedom of the mind. From which it is clear how much a wise man is in front of and how stronger he is than an ignorant one, who is guided by lust alone. For an ignorant man, besides being agitated in many ways by external causes, never enjoys one true satisfaction of the mind: he lives, moreover, almost unconscious of himself, God, and things, and as soon as he ceases to be passive, ceases to be. On the contrary the wise man, in so far as he is considered as such, is scarcely moved in spirit; he is conscious of himself, of God, and things by a certain eternal necessity; he never ceases to be, and always enjoys satisfaction of mind. If the road I have shown to lead to this is very difficult, it can yet be discovered. And clearly it must be very hard when it is so seldom found. For how could it be that it is neglected practically by all, if salvation were close at hand and could be found without difficulty? But all excellent things are as difficult as they are rare. 

The wise man, in so far as he is considered as such, is scarcely moved in spirit; he is conscious of himself, of God, and things by a certain eternal necessity; he never ceases to be, and always enjoys satisfaction of mind. 

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SPINOZA: Intelligence and Morals

Reference: The Story of Philosophy

This paper presents Chapter IV Section 4.3 from the book THE STORY OF PHILOSOPHY by WILL DURANT. The contents are from the 1933 reprint of this book by TIME INCORPORATED by arrangement with Simon and Schuster, Inc.

The paragraphs of the original material (in black) are accompanied by brief comments (in color) based on the present understanding.  Feedback on these comments is appreciated.

The heading below is linked to the original materials.

.

IV.3 Intelligence and Morals

Ultimately there are but three systems of ethics, three conceptions of the ideal character and the moral life. One is that of Buddha and Jesus, which stresses the feminine virtues, considers all men to be equally precious, resists evil only by returning good, identifies virtue with love, and inclines in politics to unlimited democracy. Another is the ethic of Machiavelli and Nietzsche, which stresses the masculine virtues, accepts the inequality of men, relishes the risks of combat and conquest and rule, identifies virtue with power, and exalts an hereditary aristocracy. A third, the ethic of Socrates, Plato, and Aristotle, denies the universal applicability of either the feminine or the masculine virtues; considers that only the informed and mature mind can judge, according to diverse circumstance, when love should rule, and when power; identifies virtue, therefore, with intelligence; and advocates a varying mixture of aristocracy and democracy in government. It is the distinction of Spinoza that his ethic unconsciously reconciles these apparently hostile philosophies, weaves them into a harmonious unity, and gives us in consequence a system of morals which is the supreme achievement of modern thought. He begins by making happiness the goal of conduct; and he defines happiness very simply as the presence of pleasure and the absence of pain. But pleasure and pain are relative, not absolute; and they are not states but transitions. “Pleasure is man’s transition from a lesser state of perfection” (i. e., completeness, or fulfillment) “to a greater.” “Joy consists in this, that one’s power is increased.”* “Pain is man’s transition from a greater state of perfection to a lesser. I say transition; for pleasure is not perfection itself: if a man were born with the perfection to which he passes he would be without … the emotion of pleasure. And the contrary of this makes it still more apparent.” All passions are passages, all emotions are motions, towards or from completeness and power. 

*Nietzsche: “What is happinessP The feeling that power increases. that resistance is overcome.” 

Spinoza begins by making happiness the goal of conduct; and he defines happiness very simply as the presence of pleasure and the absence of pain. All passions are passages, all emotions are motions, towards or from completeness and power. 

“By emotion (affectus) I understand the modifications of the body by which the power of action in the body is increased or diminished, aided or restrained, and at the same time the ideas of these modifications.” (This theory of emotion is usually credited to James and Lange; it is here formulated more precisely than by either of these psychologists, and accords remarkably with the findings of Professor Cannon.) A passion or an emotion is bad or good not in itself, but only as it decreases or enhances our power. “By virtue and power I mean the same thing”; a virtue is a power of acting, a form of ability; “the more a man can preserve his being and seek what is useful to him, the greater is his virtue.” Spinoza does not ask a man to sacrifice himself to another’s good; he is more lenient than nature. He thinks that egoism is a necessary corollary of the supreme instinct of self-preservation; “no one ever neglects anything which he judges to be good, except with the hope of gaining a greater good.” This seems to Spinoza perfectly reasonable. “Since reason demands nothing against nature, it concedes that each man must love himself, and seek what is useful to him, and desire whatever leads him truly to a greater state of perfection; and that each man should endeavor to preserve his being so far as in him lies.” So he builds his ethic not on altruism. and the natural goodness of man, like utopian reformers; nor on selfishness and the natural wickedness of man, like cynical conservatives, but on what he considers to be an inevitable and justifiable egoism. A system of morals that teaches a man to be weak is worthless; “the foundation of virtue is no other than the effort to maintain one’s being; and man’s happiness consists in the power of so doing.”

A passion or an emotion is bad or good not in itself, but only as it decreases or enhances our power. A virtue is a power of acting, a form of ability. Egoism is a necessary corollary of the supreme instinct of self-preservation.

Like Nietzsche, Spinoza has not much use for humility; it is either the hypocrisy of a schemer or the timidity of a slave; it implies the absence of power—whereas to Spinoza all virtues are forms of ability and power. So is remorse a defect rather than a virtue: “he who repents is twice unhappy and doubly weak.” But he does not spend so much time as Nietzsche in inveighing against humility; for “humility is very rare”; and as Cicero said, even the philosophers who write books in its praise take care to put their names on the title-page. “One who despises himself is the nearest to a proud man,” says Spinoza (putting in a sentence a pet theory of the psychoanalysts, that every conscious virtue is an effort to conceal or correct a secret vice). And whereas Spinoza dislikes humility he admires modesty, and objects to a pride that is not ”tenoned and mortised” in deeds. Conceit makes men a nuisance to one another: “the conceited man relates only his own great deeds, and only the evil ones of others”; he delights in the presence of his inferiors, who will gape at his perfections and exploits; and becomes at last the victim of those who praise him most; for “none are more taken in by flattery than the proud.”

Humility is fine as modesty but one should not despise himself; nor should one be conceited.

So far our gentle philosopher offers us a rather Spartan ethic; but he strikes in other passages a softer tone. He marvels at the amount of envy, recrimination, mutual belittlement, and even hatred, which agitates and separates men; and sees no remedy for our social ills except in the elimination of these and similar emotions. He believes it is a simple matter to show that hatred, perhaps because it trembles on the verge of love, can be more easily overcome by love than by reciprocated hate. For hatred is fed on the feeling that it is returned; whereas “he who believes himself to be loved by one whom he hates is a prey to the conflicting emotions of hatred and love, since (as Spinoza perhaps too optimistically believes) love tends to beget love; so that his hatred disintegrates and loses, force. To hate is to acknowledge our inferiority and our fear; we do not hate a foe whom we are confident we can overcome. “He who wishes to revenge injuries by reciprocal hatred will live in misery. But he who endeavors to drive away hatred by means of love, fights with pleasure and confidence; he resists equally one or many men, and scarcely needs at all the help of fortune. Those whom he conquers yield joyfully.” “Minds are conquered not by arms but by greatness of soul.” In such passages Spinoza sees something of the light which shone on the hills of Galilee. 

Emotions, such as, envy, recrimination, mutual belittlement, and even hatred, should best be eliminated. Hatred can be more easily overcome by love than by reciprocated hate. “Minds are conquered not by arms but by greatness of soul.”

But the essence of his ethic is rather Greek than Christian. “The endeavor to understand is the first and only basis of virtue”—nothing could be more simply and thoroughly Socratic. For “we are tossed about by external causes in many ways, and like waves driven by contrary winds, we waver and are unconscious of the issue and our fate.” We think we are most ourselves when we are most passionate, whereas it is then we are most passive, caught in some ancestral torrent of impulse or feeling, and swept on to a precipitate reaction which meets only part of the situation because without thought only part of a situation can be perceived. A passion is an “inadequate idea”; thought is response delayed till every vital angle of a problem has aroused a correlative reaction, inherited or acquired; only so is the idea adequate, the response all that it can be.* The instincts are magnificent as a driving force, but dangerous as guides; for by what we may call the individualism of the instincts, each of them seeks its own fulfillment, regardless of the good of the whole personality. What havoc has come to men, for example, from uncontrolled greed, pugnacity, or lust, till such men have become but the appendages of the instinct that has mastered them. “The emotions by which we are daily assailed have reference rather to some part of the body which is affected beyond the others, and so the emotions as a rule are in excess, and detain the mind in the contemplation of one object so that it cannot think of others.” But “desire that arises from pleasure or pain which has reference to one or certain parts of the body has no advantage to man as a whole.” To be ourselves we must complete ourselves. 

*To phrase it In later terms: reflex action is a local response to a local stimulus; instinctive action is a partial response to part of a situation; reason is total response to the whole situation. 

“The endeavor to understand is the first and only basis of virtue.” A passion is an “inadequate idea.” Each instinct seeks its own fulfillment, regardless of the good of the whole personality. To be ourselves we must complete ourselves. 

All this is, of course, the old philosophic distinction between reason and passion; but Spinoza adds vitally to Socrates and the Stoics. He knows that as passion without reason is blind, reason without passion is dead. “An emotion can neither: be hindered nor removed except by a contrary and stronger emotion.” Instead of uselessly opposing reason to passion—a contest in which the more deeply-rooted and ancestral element usually wins—he opposes reasonless passions to passions coördinated by reason, put into place by the total perspective of the situation. Thought should not lack the heat of desire, nor desire the light of thought. “A passion ceases to be a passion as soon as we form a clear and distinct idea of it, and the mind is subject to passions in proportion to the number of adequate ideas which it has.” “All appetites are passions only so far as they arise from inadequate ideas; they are virtues … when generated by adequate ideas”;* all intelligent behavior—i. e., all reaction which meets the total situation—is virtuous action; and in the end there is no virtue but intelligence. 

*Notice the resemblance between the last two quotations and the psychoanalytic doctrine that desires are “complexes” only so long as we are not aware of the precise causes of these desires, and that the first element in treatment is therefore an attempt to bring the desire and its causes to consciousness—to form “adequate ideas” of it and them. 

Thought should not lack the heat of desire, nor desire the light of thought. “A passion ceases to be a passion as soon as we form a clear and distinct idea of it…”

Spinoza’s ethics flows from his metaphysics: just as reason there lay in the perception of law in the chaotic flux of things, so here it lies in the establishment of law in the chaotic flux of desires; there it lay in seeing, here it lies in acting, sub specie eternitatis—under the form of eternity; in making perception and action fit the eternal perspective of the whole. Thought helps us to this larger view because it is aided by imagination, which presents to consciousness those distant effects of present actions which could have no play upon reaction if reaction were thoughtlessly immediate. The great obstacle to intelligent behavior is the superior vividness of present sensations as compared with those projected memories which we call imagination. “In so far as the mind conceives a thing according to the dictates of reason, it will.be equally affected whether the idea be of anything present, past, or future.” By imagination and reason we turn experience into foresight; we become the creators of our future, and cease to be the slaves of our past. 

The great obstacle to intelligent behavior is the superior vividness of present sensations as compared with those projected memories which we call imagination.

So we achieve the only freedom possible to man. The passivity of passion is “human bondage,” the action ·of reason is human liberty.. Freedom is not from causal law or process, but from partial passion or impulse; and freedom not from passion, but from uncoordinated and uncompleted passion. We are free only where we know.* To be a superman is to be free not from the restraints of social justice and amenity, but from the individualism of the instincts. With this completeness and integrity comes the equanimity of the wise man; not the aristocratic self-complacency of Aristotle’s hero, much less the supercilious superiority of Nietzsche’s ideal, but a more comradely poise and peace of mind. “Men who are good by reason—i. e., men who, under the guidance of reason, seek what is useful to them—desire nothing for themselves which they do not also desire for the rest of mankind.”** To be great is not to be placed above humanity, ruling others; but to stand above the partialities and futilities of uninformed desire, and to rule one’s self. 

*Professor Dewey: “A physician or engineer is free in his thought and his action in the degree in which he knows what he deals with. Possibly we find here the key to any freedom.” 

**Whitman: “By God, I will not have anything that all cannot have their counterpart of on the same terms.” 

We are free only where we know. To be a superman is to be free not from the restraints of social justice and amenity, but from the individualism of the instincts.

This is a nobler freedom than that which men call free will; for the will is not free, and perhaps there is no “will.” And let no one suppose that because he is no longer “free,” he is no longer morally responsible for his behavior and the structure of his life. Precisely because men’s actions are determined by their memories, society must for its protection form its citizens through their hopes and fears into some measure of social order and cooperation. All education presupposes determinism, and pours into the open mind of youth a store of prohibitions which are expected to participate in determining conduct. “The evil which ensues from evil deeds is not therefore less to be feared because it comes of necessity; whether our actions are free or not, our motives still are hope and fear. Therefore the assertion is false that I would leave no room for precepts and commands.” On the contrary, determinism makes for a better moral life: it teaches us not to despise or ridicule anyone, or be angry with anyone; men are “not guilty”; and though we punish miscreants, it will be without hate; we forgive them because they know not what they do. 

Precisely because men’s actions are determined by their memories, society must for its protection form its citizens through their hopes and fears into some measure of social order and cooperation.

Above all, determinism fortifies us to expect and to bear both faces of fortune with an equal mind; we remember that all things follow by the eternal decrees of God. Perhaps even it will teach us the “intellectual love of God,” whereby we shall accept the laws of nature gladly, and find our fulfillment within her limitations. He who sees all things as determined cannot complain, though he may resist; for he “perceives things under a certain species of eternity,” and he understands that his mischances are not chances in the total scheme; that they find some justification in the eternal sequence and structure of the world. So minded, he rises from the fitful pleasures of passion to the high serenity of contemplation which sees all things as parts of an eternal order and development; he learns to smile in the face of the inevitable, and “whether he comes into his own now, or in a thousand years, he sits content.” He learns the old lesson that God is no capricious personality absorbed in the private affairs of his devotees, but the invariable sustaining order of the universe. Plato words the same conception beautifully in the Republic: “He whose mind is fixed upon true being has no time to look down upon the little affairs of men, or to be filled with jealousy and enmity in the struggle against them; his eye is ever directed towards fixed and immutable principles, which he sees neither injuring nor injured by one another, but all in order moving according to reason; these he imitates, and to these he would, as far as he can, conform himself.” “That which is necessary,” says Nietzsche, “does not offend me. Amor fati,”—love of fate—“is the core of my nature.”* Or Keats: 

To bear all naked truths, 
And to envisage circumstance, all calm: 
That is the top of sovereignty.

*It was rather Nietzsche’s hope than his attainment. 

Above all, determinism fortifies us to expect and to bear both faces of fortune with an equal mind; we remember that all things follow by the eternal decrees of God.

Such a philosophy teaches us to say Yea to life, and even to death—“a free man thinks of nothing less than of death; and his wisdom is a meditation not on death but on life.” It calms our fretted egos with its large perspective; it reconciles us to the limitations within which our purposes must be circumscribed. It may lead to resignation and an Orientally supine passivity; but it is also the indispensable basis of all wisdom and all strength. 

The philosophy of determinism may lead to resignation and an Orientally supine passivity; but it is also the indispensable basis of all wisdom and all strength. 

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SPINOZA: Matter and Mind

Reference: The Story of Philosophy

This paper presents Chapter IV Section 4.2 from the book THE STORY OF PHILOSOPHY by WILL DURANT. The contents are from the 1933 reprint of this book by TIME INCORPORATED by arrangement with Simon and Schuster, Inc.

The paragraphs of the original material (in black) are accompanied by brief comments (in color) based on the present understanding.  Feedback on these comments is appreciated.

The heading below is linked to the original materials.

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IV.2 Matter and Mind

But what is mind, and what is matter? Is the mind material, as some unimaginative people suppose; or is the body merely an idea, as some imaginative people suppose? Is the mental process the cause, or the effect, of the cerebral process?—or are they, as Malebranche taught, unrelated and independent, and only providentially parallel? 

Is the mind material, or is the body merely an idea?

Neither is mind material, answers Spinoza, nor is matter mental; neither is the brain-process the cause, nor is it the effect of thought; nor are the two processes independent and parallel. For there are not two processes, and there are not two entities; there is but one process, seen now inwardly as thought, and now outwardly as motion; there is but one entity, seen now inwardly as mind, now outwardly as matter, but in reality an inextricable mixture and unity of both. Mind and body do not act upon each other, because they are not other, they are one. “The body cannot determine the mind to think; nor the mind determine the body to remain in motion or at rest, or in any other state,” for the simple reason that “the decision of the mind, and the desire and determination of the body … ,are one and. the same thing.” And all the world is unifiedly double in this way; wherever there is an external “material” process, it is but one side or aspect of the real process, which to a fuller view would be seen to include as well an internal process correlative, in however different a degree, with the mental process which we see within ourselves. The inward and “mental” process corresponds at every stage with the external and “material” process; “the order and connection of ideas is the same as the order and connection of things.” “Thinking substance and extended substance are one and the same thing, comprehended now through this, now through that, attribute” or aspect. “Certain of the Jews seem to have perceived this, though confusedly; for they said that God and his intellect, and the things conceived by his intellect, were one and the same thing.”

Mind (thought) and matter (motion) are but one process. Mind and body do not act upon each other because they are not other, they are one.

If “mind” be taken in a large sense to correspond with the nervous system in all its ramifications, then every change in the “body” will be accompanied by—or, better, form a whole with—a correlative change in the “mind.” “Just as thoughts and mental processes are connected and arranged in the mind, so in the body its modifications, and the modifications of things” affecting the body through sensations, “are arranged according to their order”; and “nothing can happen to the body which is not perceived by the mind,” and consciously or unconsciously felt. Just as the emotion as felt is part of a whole, of which changes in the circulatory and respiratory and digestive systems are the basis; so an idea is a part, along with “bodily” changes, of one complex organic process; even the infinitesimal subtleties of mathematical reflection have their correlate in the body. (Have not the “behaviorists” proposed to detect a man’s thoughts by recording those involuntary vibrations of the vocal cords that seem to accompany all thinking?) 

Every change in the “body” is accompanied by a correlative change in the “mind” and vice versa.

After so trying to melt away the distinction between body and mind, Spinoza goes on to reduce to a question of degree the difference between intellect and will. There are no “faculties” in the mind, no separate entities called intellect or will, much less imagination or memory; the mind is not an agency that deals with ideas, but it is the ideas themselves in their process and concatenation. Intellect is merely an abstract and short-hand term for a series of ideas; and will an abstract term for a series of actions or volitions: “the intellect and the will are related to this or that idea or volition as rockiness to this or that rock.” Finally, “will and intellect are one and the same thing; for a volition is merely an idea which, by richness of associations (or perhaps through the absence of competitive ideas), has remained long enough in consciousness to pass over into action. Every idea becomes an action unless stopped in the transition by a different idea; the idea is itself the first stage of a unified organic process of which external action is the completion. 

The difference between intellect and will is a question of degree. Intellect is merely an abstract and short-hand term for a series of ideas; and will an abstract term for a series of actions or volitions.

What is often called will, as the impulsive force which determines the duration of an idea in consciousness, should be called desire,—which “is the very essence of man.” Desire is an appetite or instinct of which we are conscious; but instincts need not always operate through conscious desire.* Behind the instincts is the vague and varied effort for self-preservation (conatus sese preservandi); Spinoza sees this in all human and even infra-human activity, just as Schopenhauer and Nietzsche were to see the will to live or the will to power everywhere. Philosophers seldom disagree. 

*Spinoza is alive to the power of the “unconscious,” as seen in somnambulism; and notes the phenomena of double personality. 

The very essence of man is desire—an appetite or instinct—underlying which is the vague effort for self-preservation. It expresses itself as an impulsive force, often called will.

“Everything, in so far as it is in itself, endeavors to persist in its own being; and the endeavor wherewith a thing seeks to persist in its own being is nothing else than the actual essence of that thing”; the power whereby a thing persists is the core and essence of its being. Every instinct is a device developed by nature to preserve the individual (or, as our solitary bachelor fails to add, the species or the group.) Pleasure and pain are the satisfaction or the hindrance of an instinct; they are not the causes of our desires, but their results; we do not desire things because they give us pleasure; but they give us pleasure because we desire them; and we desire them because we must.

Every instinct is a device developed by nature to preserve the individual, the group or the species. Pleasure and pain are the satisfaction or the hindrance of an instinct.

There is, consequently, no free will; the necessities of survival determine instinct, instinct determines desire, and desire determines thought and action. “The decisions of the mind are nothing save desires, which vary according to various dispositions.” “There is in the mind no absolute or free will; but the mind is determined in willing this or that by a cause which is determined in its turn by another cause, and this by another, and so on to infinity.” “Men think themselves free because they are conscious of their volitions and desires; but are ignorant of the causes by which they are led to wish and desire.” Spinoza compares the feeling of free will to a stone’s thinking, as it travels through space, that it determines its own trajectory and selects the place and time of its fall. 

The necessities of survival determine instinct, instinct determines desire, and desire determines thought and action. There is, consequently, no free will.

Since human actions obey laws as fixed as those of geometry, psychology should be studied in geometrical form, and with mathematical objectivity. “I will write about human beings as though I were concerned with lines and planes and solids.” “I have labored carefully not to mock, lament, or execrate, but to understand, human actions; and to this end I have looked upon passions … not as vices of human nature, but as properties just as pertinent to it as are heat, cold, storm, thunder and the like to the nature of the atmosphere.” It is this impartiality of approach that gives to Spinoza’s study of human nature such superiority that Froude called it “the most complete by far which has ever been made by any moral philosopher.” Taine knew no better way of praising Beyle’s analysis than to compare it with Spinoza’s; while Johannes Müller, coming to the subject of the instincts and emotions, wrote: “With regard to the relations of the passions to one another apart from their physiological conditions, it is impossible to give any better account than that which Spinoza has laid down with unsurpassed mastery,”—and the famous physiologist, with the modesty which usually accompanies real greatness, went on to quote in extenso the third book of the Ethics. It is through that analysis of human conduct that Spinoza approaches at last the problems which give the title to his masterpiece. 

Spinoza’s approach to the understanding of human nature is completely objective and his description is unsurpassed.

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SPINOZA: Nature and God

Reference: The Story of Philosophy

This paper presents Chapter IV Section 4.1 from the book THE STORY OF PHILOSOPHY by WILL DURANT. The contents are from the 1933 reprint of this book by TIME INCORPORATED by arrangement with Simon and Schuster, Inc.

The paragraphs of the original material (in black) are accompanied by brief comments (in color) based on the present understanding.  Feedback on these comments is appreciated.

The heading below is linked to the original materials.

.

IV.1 Nature and God

Page one plunges us at once into the maelstrom of metaphysics. Our modern hard-headed (or is it soft-headed?) abhorrence of metaphysics captures us, and for a moment we wish we were anywhere except in Spinoza. But then metaphysics, as William James said, is nothing but an attempt to think things out clearly to their ultimate significance, to find their substantial essence in the scheme of reality,— or, as Spinoza puts it, their essential substance; and thereby to unify all truth and reach that “highest of all generalizations” which, even to the practical Englishman, constitutes philosophy. Science itself, which so superciliously scorns metaphysics, assumes a metaphysic in its every thought. It happens that the metaphysic which it assumes is the metaphysic of Spinoza. 

Metaphysics is nothing but an attempt to think things out clearly to their ultimate significance, and thereby to unify all truth.

There are three pivotal terms in Spinoza’s system: substance, attribute, and mode. Attribute we put aside temporarily, for simplicity’s sake. A mode is any individual thing or event, any particular form or shape, which reality transiently assumes; you, your body, your thoughts, your groups your species, your planet, are modes; all these are forms, modes, almost literally fashions, of some eternal and invariable reality lying behind and beneath them. 

Spinoza’s substance means “underlying reality,”  and mode means “any particular form or shape, which reality transiently assumes.”

What is this underlying reality? Spinoza calls it substance, as literally that which stands beneath. Eight generations have fought voluminous battles over the meaning of this term; we must not be discouraged if we fail to resolve the matter in a paragraph. One error we should guard against: substance does not mean the constituent material of anything, as when we speak of wood as the substance of a chair. We approach Spinoza’s use of the word when we speak of “the substance of his remarks.” If we go back to the Scholastic philosophers from whom Spinoza took the term, we find that they used it as a translation of the Greek ousia, which is the present participle of einai, to be, and indicates the inner being or essence. Substance then is that which is (Spinoza had not forgotten the impressive “I am who am” of Genesis); that which eternally and unchangeably is, and of which everything else must be a transient form or mode. If now we compare this division of the world into substance and modes with its division, in The Improvement of the Intellect, into the eternal order of laws and invariable relations on the one hand, and the temporal order of time-begotten and death-destined things on the other, we are impelled to the conclusion that Spinoza means by substance here very nearly what he meant by the eternal order there. Let us provisionally take it as one element in the term substance, then, that it betokens the very structure of existence, underlying all events and things, and constituting the essence of the world. 

Substance is that which stands beneath (the beingness). It does not mean the constituent material.

But further Spinoza identifies substance with nature and God. After the manner of the Scholastics, he conceives nature under a double aspect: as active and vital process, which Spinoza calls natura naturans—nature begetting, the élan vītal and creative evolution of Bergson; and as the passive product of this process, natura naturata—nature begotten, the material and contents of nature, its woods and winds and waters, its hills and fields and myriad external forms. It is in the latter sense that he denies, and in the former sense that he affirms, the identity of nature and substance and God. Substance and modes, the eternal order and the temporal order, active nature and passive nature, God and the world,—all these are for Spinoza coincident and synonymous dichotomies; each divides the universe into essence and incident. That substance is insubstantial, that it is form and not matter, that it has nothing to do with that mongrel and neuter composite of matter and thought which some interpreters have supposed it to be, stands out dearly enough from this identification of substance with creative but not with passive or material nature. A passage from Spinoza’s correspondence may help us: 

I take a totally different view of God and Nature from that which the later Christians usually entertain, for I hold that God is the immanent, and not the extraneous, cause of all things. I say, All is in God; all lives and moves in God. And this I maintain with the Apostle Paul, and perhaps with every one of the philosophers of antiquity, although in a way other than theirs. I might even venture to say that my view is the same as that entertained by the Hebrews of old, if so much may be inferred from certain traditions, greatly altered or falsified though they be. lt is however a complete mistake on the part of those who say that my purpose … is to show that God and Nature, under which last term they understand a certain mass of corporeal matter, are one and the same. I had no such intention.

God is the active aspect of nature; the world is the passive aspect of nature.

Again, in the Treatise on Religion and the State, he writes: “By the help of God I mean the fixed and unchangeable order of nature, or the chain of natural events”; the universal laws of nature and the eternal decrees of God are one and the same thing. “From the infinite nature of God all things … follow by the same necessity, and in the same way, as it follows from the nature of a triangle, from eternity to eternity, that its three angles are equal to two right angles.” What the laws of the circle are to all circles, God is to the world. Like substance, God is the causal chain or process, the underlying condition of all things, the law and structure of the world. This concrete universe of modes and things is to God as a bridge is to its design, its structure, and the laws of mathematics and mechanics according to which it is built; these are the sustaining basis, the underlying condition, the substance, of the bridge; without them it would fall. And like the bridge, the world itself is sustained by its structure and its laws; it is upheld in the hand of God. 

God is the Laws of Nature that sustain all the modes of Nature.

The will of God and the laws of nature being one and the same reality diversely phrased, it follows that all events are the mechanical operation of invariable laws, and not the whim of an irresponsible autocrat seated in the stars. The mechanism which Descartes saw in matter and body alone, Spinoza sees in God and mind as well. It is a world of determinism, not of design. Because we act for conscious ends, we suppose that all processes have such ends in view; and because we are human we suppose that all events lead up to man and are designed to subserve his needs. But this is an anthropocentric delusion, like so much of our thinking. The root of the greatest errors in philosophy lies in projecting our human purposes, criteria and preferences into the objective universe. Hence our “problem of evil”: we strive to reconcile the ills of life with the goodness of God, forgetting the lesson taught to Job, that God is beyond our little good and eviL Good and bad are relative to human and often individual tastes and ends, and have no validity for a universe in which individuals are ephemera, and in which the Moving Finger writes even the history of the race in water. 

Whenever, then, anything in nature seems to us ridiculous, absurd or evil, it is because we have but a partial knowledge of things, and are in the main ignorant of the order and coherence of nature as a whole, and because we want everything to be arranged according to the dictates of our own reason; although in fact, what our reason pronounces bad is not bad as regards the order and laws of universal nature, but only as regards the laws of our own nature taken separately. … As for the terms good and bad, they indicate nothing positive considered in themselves. … For one and the same thing can at the same time be good, bad, and indifferent. For example, music is good to the melancholy, bad to mourners, and indifferent to the dead.

We project our ephemeral issues on the eternal laws of nature.

Bad and good are prejudices which the eternal reality cannot recognize; “it is right that the world should illustrate the full nature of the infinite, and not merely the particular ideals of man.” And as with good and bad, so with the ugly and the beautiful; these too are subjective and personal terms, which, flung at the universe, will be returned to the sender unhonored. “I would warn you that I do not attribute to nature either beauty or deformity, order or confusion. Only in relation to our imagination can things be called beautiful or ugly, well-ordered or confused.” “For example, if motion which the nerves receive by means of the eyes from objects before us is conducive of health, those objects are called beautiful; if it is not, those objects are called ugly.” In such passages Spinoza passes beyond Plato, who thought that his esthetic judgments must be the laws of creation and the eternal decrees of God. 

It is not the universe that is evolving from confusion to order, but our understanding of it.

Is God a person? Not in any human sense of this word. Spinoza notices “the popular belief which still pictures God as of the male, not of the female sex”; and he is gallant enough to reject a conception which mirrored the earthly subordination of woman to man. To a correspondent who objected to his impersonal conception of Deity, Spinoza writes in terms reminiscent of the old Greek sceptic Xenophanes: 

When you say that if I allow not in God the operations of seeing, hearing, observing, willing, and the like … you know not what sort of God mine is, I thence conjecture that you believe there is no greater perfection than such as can be explained by the attributes aforesaid. I do not wonder at it; for I believe that a triangle, if it could speak, would in like manner say that God is eminently triangular, and a circle that the divine nature is eminently circular; and thus would everyone ascribe his own attributes to God.

People ascribe their own attributes to God. But God is not a person in the human sense of the word.

Finally, “neither intellect nor will pertains to the nature of God,” in the usual sense in which these human qualities are attributed to the Deity; but rather the will of God is the sum of all causes and all laws, and the intellect of God is the sum of all mind. “The mind of God,” as Spinoza conceives it, “is all the mentality that is scattered over space and time, the diffused consciousness that animates the world.” “All things, in however diverse degree, are animated.” Life or mind is one phase or aspect of everything that we know, as material extension or body is another; these are the two phases or attributes (as Spinoza calls them) through which we perceive the operation of substance or God; in this sense God—the universal process and eternal reality behind the flux of things—may be said to have both a mind and a body. Neither mind nor matter is God; but the mental processes and the molecular processes which constitute the double history of the world—these, and their causes and their laws, are God. 

God is the universal process and eternal reality behind the flux of things. The mind of God is the mental matrix of the universe. The body of God is the whole visible universe.

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